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Articles Posted in FINRA

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Iorio Altamirano LLP Investigates Dempsey Lord Smith, LLC Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates MSC – BD, LLC Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates McDonald Partners LLC Over GPB Funds

**Update:  October 18, 2021** On October 12, 2021, a FINRA arbitration panel in Cleveland, Ohio, ordered McDonald Partners, LLC and Thomas M. McDonald to pay $160,000 in damages to three customers.  The customers alleged various causes of action related to broker Rita Mansour’s recommendation to invest in securities offerings in…

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Iorio Altamirano LLP Investigates Royal Alliance Associates, Inc. Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates Kalos Capital, Inc. Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates Purshe Kaplan Sterling Investments Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates SagePoint Financial, Inc. Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates Money Concepts Capital Corp Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates Silber Bennett Financial, Inc. Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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Iorio Altamirano LLP Investigates Uhlmann Price Securities, LLC Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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