Vanderbilt Securities, LLC is a broker-dealer headquartered in Woodbury, New York. The firm was formed in 2001. According to publicly available records filed with the SEC, Vanderbilt Securities, LLC likely received sales compensation for selling the GPB funds to retail investors. Iorio Altamirano LLP is investigating claims on behalf of…
United Planners Financial Services is a broker-dealer headquartered in Scottsdale, Arizona. The firm was formed in 1987. According to publicly available records filed with the SEC, United Planners Financial Services likely received sales compensation for selling the GPB funds to retail investors. Iorio Altamirano LLP is investigating claims on behalf…
Orchard Securities, LLC provides broker-dealer services for securities offerings in alternative investments. The firm is headquartered in Pleasant Grove, Utah, and was formed in September 2005. According to publicly available records filed with the SEC, Orchard Securities, LLC likely received sales compensation for selling the GPB funds to retail investors.…
Stephen A. Kohn & Associates, Ltd. (a.k.a DMK Advisor Group, Inc.) is a broker-dealer headquartered in Lakewood, Colorado. The firm was formed in April 1996. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to…
Vestech Securities, Inc. is a full-service brokerage and advisory firm headquartered in St. Louis, Missouri. The firm was formed in March 1996. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and…
DFPG Investments, Inc. is a broker-dealer headquartered in Salt Lake City, Utah. The firm was formed in 2010. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would,…
David A. Noyes & Company (a.k.a Sanctuary Securities, Inc.) is a broker-dealer headquartered in Indianapolis, Indiana. The firm was formed in 1978. According to publicly available records filed with the SEC, David A. Noyes & Company likely received sales compensation for selling the GPB funds to retail investors. Iorio Altamirano…
HighTower Securities, LLC was formed in June 2001 and is headquartered in Illinois, Chicago. The firm is under common control with HighTower Advisors, LLC, a registered investment advisor (RIA). According to legal filings, HighTower Advisors, LLC facilitated the sale of some of the partnership interests of the GPB funds. Iorio…
Private Client Services, LLC is an independently owned, full-service broker-dealer. The firm was formed in February 2001 and is headquartered in Louisville, Kentucky. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers…
Innovation Partners, LLC is a financial services and consulting firm headquartered in Charlotte, North Carolina. The firm was formed in November 2007. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and…