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Articles Posted in GPB Capital Funds

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Iorio Altamirano LLP Investigates Kingsbury Capital, Inc. Over GPB Funds

Kingsbury Capital, Inc. was formed in December 2000 and was headquartered in Evanston, Illinois. The firm terminated or withdrew its registration with FINRA in December 2019. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed…

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Iorio Altamirano LLP Investigates Detalus Securities, LLC Over GPB Funds

Detalus Securities, LLC was formed in November 1999 and was headquartered in St. Louis, Missouri. The firm terminated or withdrew its registration with FINRA in October 2020. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were…

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Iorio Altamirano LLP Investigates Cascade Financial Management, Inc. Over GPB Funds

Cascade Financial Management, Inc. was formed in May 2001 and was headquartered in Denver, Colorado. The firm terminated or withdrew its registration with FINRA in December 2020. Former Cascade Financial Management, Inc. broker Daniel Alex Cantarovici was the subject of one regulatory disclosure involving GPB Capital funds. He was registered…

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Iorio Altamirano LLP Investigates Capital Financial Services, Inc. Over GPB Funds

Capital Financial Services, Inc. was formed in August 1980 and was headquartered in Minot, North Dakota. FINRA canceled the firm’s license in October 2020 for failure to pay outstanding fees. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The…

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Iorio Altamirano LLP Investigates DH Hill Securities, LLLP Over GPB Funds

DH Hill Securities, LLLP is a broker-dealer headquartered in Kingwood, Texas.  The firm was formed in June 1996. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would,…

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Iorio Altamirano LLP Investigates International Assets Advisory, LLC Over GPB Funds

International Assets Advisory, LLC is a broker-dealer and registered investment advisor (RIA) headquartered in Orlando, Florida. The firm has faced FINRA arbitration complaints from customers seeking to recover GPB investment losses. Houston-based broker Williams Keen Butcher was involved in one such customer complaint. He has been registered with International Assets…

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Iorio Altamirano LLP Investigates Western International Securities, Inc. Over GPB Funds

Western International Securities, Inc. is a broker-dealer and registered investment adviser (RIA) headquartered in Pasadena, California.  The firm was formed in April 1995. Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers…

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Iorio Altamirano LLP is Investigating MSC – BD, LLC and Broker Robert Fehrman For Recommending GPB Capital Holdings to Customers 

Iorio Altamirano LLP is currently investigating MSC – BD, LLC, and veteran stockbroker Robert Fehrman for recommending that clients invest in private placement securities issued by GPB Capital.  Mr. Fehrman and MSC – BD, LLC are currently the subject of a customer dispute related to his recommendation of GPB Automotive…

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Investigation:  Former Axiom Capital Management, Inc Broker, Michael Packman, Reportedly Recommended GPB Capital Holdings to Customers

Iorio Altamirano LLP is currently investigating former Axiom Capital Management, Inc. broker Michael Packman, who reportedly recommended that his customers invest in private placement securities issued by GPB Capital. The GPB notes, which are private securities offerings exempt from registration with the Securities and Exchange Commission (SEC), are inherently risky…

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Iorio Altamirano LLP Investigates Moloney Securities Co., Inc. Over GPB Funds

Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the…

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