Articles Posted in Primerica Financial Services

The Financial Industry Regulatory Authority (“FINRA”) has barred stockbroker Juan Ceja from the securities industry.  Mr. Ceja was expelled from the brokerage industry for refusing to cooperate with a FINRA investigation.  FINRA launched the investigation after PFS Investments, Inc. discharged Mr. Ceja in February 2021 and alleged that he “submitted…

The Financial Industry Regulatory Authority (“FINRA”) has barred stockbroker Eric Vici. from the securities industry.  Mr. Vici was expelled from the brokerage industry for refusing to cooperate with a FINRA investigation that originated from a complaint made to FINRA by the executor of a customer’s estate about his handling of…