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David T. Phillips Suspended for Nine Months for Future Income Payments, LLC Solicitation – Gilbert, Arizona

FINRA has suspended stockbroker David T. Phillips (CRD #3094195) for nine months from the securities industry and ordered him to pay a $5,000 fine.  These sanctions arose from Mr. Phillips’ solicitation of Future Income Payments, LLC.  This blog has previously written about Future Income Payments, LLC. FINRA alleged that between…

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