Articles Posted in discretionary accounts

A FINRA Dispute Resolution Services arbitration panel in Boca Raton, Florida, ordered SunTrust Investment Services, Inc. and SunTrust Advisory Services, Inc. (collectively “SunTrust”) to pay a customer $200,000 over losses in the customer’s discretionary account with the firms. Additionally, the arbitration panel denied SunTrust’s request for expungement on behalf of…