Articles Posted in financial investment lawyers

FINRA has suspended stockbroker Lonna Rae Dehn Ristvedt (CRD #2277778) for four months from the securities industry and ordered her to pay a $5,000 fine.  These sanctions arose from Ms. Dehn Ristvedt’s solicitation of Future Income Payments, LLC.  This blog has previously written about Future Income Payments, LLC. FINRA alleged…

FINRA has suspended stockbroker John A. Westbrook (CRD #1846059) for five months from the securities industry and ordered him to pay a $5,000 fine.  These sanctions arose from Mr. Wesbrook’s solicitation of Future Income Payments, LLC.  This blog has previously written about Future Income Payments, LLC. FINRA alleged that between…