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Articles Posted in R.F. Lafferty

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R.F. Lafferty & Co., Inc. and Financial Advisor Jay Clint Tomlinson Sanctioned by FINRA – New York, NY

FINRA has suspended financial advisor Jay Clint Tomlinson from the securities industry for three months and fined him $7,500.   Mr. Tomlinson’s sanctions arise from his improper use of discretion without written authorization when placing 379 trades in three customers’ accounts. FINRA has also censured Tomlinson’s employer, New York financial services…

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