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FINRA has suspended former Cetera Investment Services LLC broker Jimmie Darrel Summers from the securities industry for 45 business days for circumventing Cetera’s procedures that prohibited registered representatives from being named as a trustee, successor trustee, or executor for a firm customer, or from having power of attorney for a firm customer, except when the customer was a member of the representative’s immediate family.

Summers’ suspension began on May 17, 2021, and is scheduled to end on June 30, 2021. He was also fined $5,000.

If you have lost money with Jimmie Darrel Summers or Cetera Investment Services LLC, contact FINRA arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.

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