The Financial Industry Regulatory Authority (“FINRA”) has suspended broker Sean Daniel McDevitt for six months from the securities industry over allegations that Mr. McDevitt, while associated with Woodrock Securities, L.P. in Houston, Texas, participated in four private securities transactions totaling $600,000 without notice to or approval from his firm. FINRA also fined Mr. McDevitt $10,000.
Mr. McDevitt was a financial advisor with Woodrock Securities, L.P. in Houston, Texas, from November 2015 until December 2016. He was then registered with Campfire Capital in Chappaqua, New York, from July 2017 until January 2021.
If you have lost money with broker Sean McDevitt, Woodrock Securities, L.P., or Campfire Capital, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.