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**Update: November 8, 2021**  On April 15, 2021, FINRA’s Department of Enforcement filed disciplinary proceeding No. 2019063626703 against former Joseph Stone Capital broker Abdul Rahmani.  On October 28, 2021, Mr. Rahmani submitted an Offer of Settlement to FINRA’s Department of Enforcement.  On November 2, 2021, FINRA’s Department of Enforcement and the National Adjudicatory Council (NAC),  a Review Subcommittee of the NAC, or the Office of Disciplinary Affiars (ODA) have accepted Mr. Rahmani’s offer of settlement.  Under the terms of the settlement, Mr. Rahmani has consented to a bar from the securities industry.

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FINRA Files Enforcement Action Against Former Joseph Stone Capital, LLC. Broker Abdul Rahmani

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