Articles Posted in World Choice Securities

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The Financial Industry Regulatory Authority (“FINRA”) has barred stockbroker Thomas Stratton from the securities industry for refusing to cooperate with a FINRA investigation into whether Mr. Stratton misused customer funds with respect to the sale of promissory notes related to a third party’s life insurance policy, and misrepresentation thereto.   The investigation was launched after FINRA received a tip to FINRA’s Securities Helpline for Seniors.

Mr. Stratton has been associated with World Choice Securities, Inc. in Melbourne, Florida, since January 2004.

If you or a loved one were a customer of Thomas Stratton or World Choice Securities, Inc., contact  New York securities arbitration law firm Iorio Altamirano LLP for a free and confidential consultation.   

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