Articles Tagged with FMN Capital

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FINRA has suspended FMN Capital broker Jeffrey Stanga from the securities industry for 12 months for failing to fully disclose the nature of his outside business activities and for participating in private securities transactions without providing the required written notice to or receiving written approval from his firm.

Stanga was also fined $10,000 and consented to disgorgement of $28,359, plus interest, which Stanga received in referral fees in connection with these private securities transactions.

If you have lost money with Jeffrey Stanga, or FMN Capital, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.

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