Securities Arbitration Lawyer Blog
Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the SEC, broker-dealer Kalos Capital, Inc. likely received sales compensation for selling the GPB funds to retail investors.
Kalos Capital, Inc. has faced numerous FINRA arbitration complaints from customers seeking to recover investment losses. Current and former Kalos Capital, Inc. brokers may have recommended GPB Capital funds to clients, including:
- Joshua Stivers;