Articles Tagged with Jeffrey Fladell

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FINRA has suspended former RBC Capital Markets broker Jeffrey Fladell from associating with any FINRA member for three months over unsuitable recommendations he made to a retired senior over 100 years old, which resulted in her extreme overconcentration in high-yield municipal bonds. In addition to his suspension, Fladell was fined $5,000. 

If you have lost money with Jeffrey Fladell, or RBC Capital Markets, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.

Jeffrey Fladell (CRD#: 209278)

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