Securities Arbitration Lawyer Blog
Iorio Altamirano LLP is investigating claims on behalf of defrauded investors who were victims in the GPB funds scheme. The GPB funds were marketed to independent broker-dealers and investment advisers who would, in turn, sell the GPB funds to their retail investors. According to publicly available records filed with the SEC, broker-dealer Royal Alliance Associates, Inc. likely received sales compensation for selling the GPB funds to retail investors.
Royal Alliance Associates has faced numerous FINRA arbitration complaints from customers seeking to recover investment losses. The following Royal Alliance Associates, Inc. brokers may have recommended GPB Capital funds to clients:
- Gary Ginsberg;