Articles Tagged with MSI Financial Services

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FINRA has barred stockbroker Gary Wayne Hammond from the securities industry. On January 19, 2021, Mr. Hammond and FINRA entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) over allegations that between February 2016 and October 2016, Mr. Hammond participated in at least 14 private securities transactions totaling $1.6 million without providing written notice to his firm. At the time, Mr. Hammond was registered with MSI Financial Services.

If you have lost money with Gary Wayne Hammond or MSI Financial Services f/k/a MetLife Securities, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account.

FINRA AWC

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